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Legal and Compliance

Partnering to support the business objectives of the firm

Our Legal and Compliance team provides critical support to the business to achieve the firm’s goals while appropriately balancing our legal and regulatory requirements and risks.


As partners to the business, the team collaboratively advises the firm to help find solutions that advance our commercial aims and support our clients while protecting the firm from legal and regulatory risk.

Cutting edge issues

Our business operates at the forefront of many fascinating and dynamically evolving areas of the law, compliance and regulation. Every day, our lawyers work with the leading firms in the financial services industry who rely on our tools and solutions to run their businesses. Our compliance professionals are on the front lines of managing hot topics in new and developing areas. 

Diverse expertise

We are a diverse team located across the globe, supporting every area of the firm, from Sales and Marketing to Finance, Technology, Research, Product Management, and Human Resources. The counsel we offer and the skills we provide are valued and sought after to help the business achieve its goals. We are collaborative and collegial, working in close partnership with each other and our internal clients to drive successful outcomes. 

Innovation and growth

The legal and commercial issues we face demand bold ideas and an innovative mindset. We provide the opportunities, tools and support to expand your professional skills and succeed. We attract and seek smart, dynamic, entrepreneurial professionals who want to be challenged, expand their skills, find creative solutions to problems and closely partner with the business.

Our people

Want to hear more about what it’s like to be part of the team? Explore the stories below to get to know our bright, curious, and passionate people. 

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